Key Responsibilities:
Requirements:
We offer:
- Provide client consultations on account opening, maintenance and closure procedures, settlement of transactions with financial instruments, and corporate actions.
- Open, maintain and close client accounts held under nominee holding.
- Accept, verify and register client documentation for account opening and asset investment purposes.
- Prepare and deliver letters, notices, reports and other documents to clients in accordance with brokerage agreements (with or without nominee holding services).
- Provide ongoing information and support to clients regarding accounts, transaction settlements and corporate actions.
- Maintain internal client documentation and internal accounting registers.
- Receive information on corporate actions and ensure timely distribution to clients under nominee holding.
- Form, store and keep client files, orders and instructions up to date.
- Review brokerage agreements and accession applications to mitigate legal risks.
- Accept for execution only duly executed documents in compliance with internal document flow procedures.
- Monitor and control client receivables and notify clients of outstanding indebtedness.
Requirements:
- Higher education (finance, economics or law is an advantage).
- Experience in financial institutions or capital markets is preferred.
- Proficient user of MS Office and standard office equipment.
- Experience with 1C:Enterprise software is an advantage.
- Knowledge of the legislation of the Republic of Kazakhstan governing securities market activities.
- Knowledge of Kazakh and English languages.
We offer:
- work in a professional financial team;
- involvement in operational activities in the securities market;
- stable employment and opportunities for professional growth;
- competitive remuneration package (to be discussed following the interview).