Notification on the Custody of Financial Instruments and Cash in Foreign Settlement Organizations

This Notification on the custody of financial instruments and cash in foreign settlement organizations constitutes the Client’s consent to the custody of financial instruments and/or cash under the terms specified herein and forms an integral part of the Standard Forms of Orders and Notifications, which are part of the Broker-Dealer Activity Regulations.

JSC «Tansar Capital» (hereinafter – the Broker) hereby informs the Client that, within the scope of brokerage services, the Client’s financial instruments and/or cash may be held in foreign settlement organizations.

The custody of financial instruments and/or cash in foreign settlement organizations is performed in accordance with Clause 64 of Rules No. 9 on Brokerage and Dealer Activities[1] and is carried out only upon the Client’s prior consent and/or upon written notification in paper or electronic form, including through publication on the Broker’s website, trading platform, or via email or other communication channels.

The Client is hereby informed that the custody of financial instruments and/or cash in foreign settlement organizations may be subject to foreign legislation and regulatory requirements of the respective jurisdictions.

By confirming receipt and acknowledgment of this Notification, the Client agrees to the custody of financial instruments and/or cash in foreign settlement organizations under the terms herein.

The Client is entitled to submit written objections within five (5) business days from the date of receipt of this Notification. If no objections are received within this period, the Client shall be deemed to have accepted the terms of this Notification.

[1] Resolution No. 9 of the Board of the National Bank of the Republic of Kazakhstan dated on 3 February 2014 on Approval of the Rules for the Conduct of Brokerage and (or) Dealer Activities in the Securities Market and the Procedure for Banking Operations Performed by a Broker and (or) Dealer